FP's general knowledge continuing education quiz is aimed at keeping advisors current on timely, important issues in wealth ...

With New Year's resolutions on the rise, financial advisors are using the seasonal focus on money goals to engage clients and ...

LPL executives have said they're well on the way to retaining 90% of the client assets they're seeking to bring over from ...

The hidden costs of free AI tools go beyond simple feature upgrades. Non-enterprise versions of AI tools often lack advanced ...

Generation Z is favoring Roth accounts like no generation before, new Fidelity research shows. Here's why younger investors ...

Falling client risk tolerance and domestic turmoil may mean that these international equity funds could be more attractive to ...

As CEO Sergio Ermotti says it's almost impossible for the firm's U.S. wealth management business to match rivals' profit ...

Wells Fargo recruits a $543M JPMorgan team, Raymond James adds a $360M family practice and Beacon Pointe acquires a women-led ...

Firms might not be able to untangle the web's interconnected services, but they can think ahead and duplicate servers and ...

Glide paths may not deliver the highest returns, but experts say they account for behavioral limits that other strategies ...

At a time when private equity ownership is causing clashes between independent broker-dealers and some of their largest ...

Every independent RIA has unique access to one niche: the prospects in their own ZIP code. Smart advisors can turn that ...