Among the key figures named in the complaint were Southern California illegal bookmaker Mathew Bowyer and Damien Leforbes.

A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...

Citigroup paid top executives smaller bonuses last year tied to results of the bank's turnaround and risk management fixes ...

Among the largest fines were $100,000 levied against PacificSource ... and Capital Claims Management for various regulatory violations, including wrongful claim denials, unlicensed business ...

In fact, the ad states, “he oversaw the largest fine in history against an insurance ... chief financial officer is a part — oversee the Office of Insurance Regulation. When the fine was announced, ...

Google, which has been fined more than 8 billion euros ($8.7 billion) by the EU in the last decades for various antitrust violations, risks fines of up to 10% of its global annual sales if found ...

Through petitions, court filings, regulatory comments, and public outreach, our organization has fought to raise awareness about the immense costs of regulatory policies that far outweigh their ...