The Bank of England has fined banking dynasty scion Jay Hambro for his conduct during a stint as director of the Wyelands ...

After a 24-month-long investigation, the UK financial regulator on Thursday said it fined the London Metal Exchange £9.2 ...

Britain's Financial Reporting Council has imposed a sanction of 4.5 million pounds ($5.8 million) on accounting giant PwC in ...

Britain's main financial regulator fined the London Metal Exchange £9.2 million for failing to ensure its systems and controls were up to dealing with severe market stress. The fine, equivalent to ...

Regulators like the SEC and FINRA require financial firms to maintain and produce records under strict retention rules, such ...

Recent periods of financial stress and the proliferation of risks across the financial system are fueling the development of ...

Banks facing regulatory sanctions for financial misconduct tend to adopt riskier business practices, according to new ...

Britain’s Financial Reporting Council has fined accounting giant PwC £4.5 million (€5.4 million) in relation to the audit of ...