UK antitrust regulator imposes $100.43 million fine on carmakers, trade bodies
(Reuters) -Ten carmakers, including BMW and Ford, and two trade bodies have reached a settlement with the UK's antitrust ...
The Cost of Non-Compliance - How Proper Archiving Prevents Regulatory Fines
Regulators like the SEC and FINRA require financial firms to maintain and produce records under strict retention rules, such ...
UK Financial Regulator Should Fine Itself for LME Fail
After a 24-month-long investigation, the UK financial regulator on Thursday said it fined the London Metal Exchange £9.2 ...
UK regulator fines PwC $5.8 mln over 2019 audit
Britain's Financial Reporting Council has imposed a sanction of 4.5 million pounds ($5.8 million) on accounting giant PwC in ...
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Almost one third of financial firms embrace AI for communications compliance
A new report published today (March 25) by Global Relay, which provides communication compliance and archiving solutions, ...
France's antitrust regulator fines Apple more than $160M over third party pop-ups
France's antitrust regulatory agency fined Apple millions of dollars for how its digital framework negatively impacted online ...
U.K. Watchdog Fines Metals Exchange Over Nickel Meltdown
Britain's main financial regulator fined the London Metal Exchange £9.2 million for failing to ensure its systems and controls were up to dealing with severe market stress. The fine, equivalent to ...
UK fines LME nearly $12 million over handling of 2022 nickel crisis
Britain's financial regulator on Thursday fined the London Metal Exchange 9.2 million pounds ($11.9 million) over its ...