Investment banking is a very broad term that includes many different areas of finance. It's really important to know what you're getting into before embarking on an investment banking career. The ...

You may have heard the Financial Industry Regulatory Authority announced a new initiative titled the “Maintaining Qualifications Program.” If you are someone who has FINRA licenses, such as the Series ...

Discover the differences between brokers and traders, their roles, and how to choose the right career in finance for you.

Understanding the world of securities licenses can be overwhelming, especially when you’re trying to determine which license suits your career path in the financial services industry. If you’re ...

Finra and state securities regulators have delayed the launch of online testing for securities licenses. The Financial Industry Regulatory Authority Inc. and the North American Securities ...

The Financial Industry Regulatory Authority Inc. is probing Robinhood Financial CEO Vlad Tenev and co-founder Baiju Bhatt for not being licensed as registered brokers. The online brokerage, whose ...

Looking to kickstart a career in financial services? If you’re passionate about helping clients achieve their financial goals with products like mutual funds, variable annuities, and unit investment ...

An investment professional who supervises municipal securities trading for a securities firm or bank dealer needs a Series 53 license. The Series 53 exam, also called the Municipal Securities ...

BOSTON, MA, Nov. 26, 2024 (GLOBE NEWSWIRE) -- Netcapital Inc. (NCPL) (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, today ...